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Brian Durkin

Director, Compliance

Oversight of compliance programs for portfolio companies across the 4100FS platform

  • CCO, Gries Financial Partners
  • CCO & CFO, Lake Street Advisors
  • CCO:  Cadence Capital, Braver Wealth
  • Director of Operations:  SS&C Technologies, Congress Asset Management
  • Experience earlier in his career with Putnam Investments and Fidelity Investments
  • BA, University of Massachusetts at Amherst; IAACP designation (Investment Adviser Certified Compliance Professional)
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